Arm Holdings plc - ARM Holdings FORM 6-K (Current Report of Foreign Issuer) - 6-K - November 9, 2015

Arm Holdings plc - Depositary Receipt (Common Stock)

6-K 1 dp61083_6k-1.htm FORM 6-K

FORM 6-K

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Report of Foreign Private Issuer

 

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

 

For November 9, 2015

 

Commission File Number: 000-29644

 

ARM HOLDINGS PLC

 

(Translation of registrant’s name into English)

 

110 Fulbourn Road

Cambridge CB1 9NJ 

England

 

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F   X     Form 40-F     

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):         

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):        

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes           No   X  

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-          

 

 

 

 

ARM HOLDINGS PLC

 

INDEX TO EXHIBITS

 

Item  
1. Press release dated November 9, 2015 – Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons (Annex DTR3)
   
2. Press release dated November 9, 2015 – Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons (Annex DTR3)

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: November 9, 2015

 

ARM HOLDINGS PLC.
   
   
By:  /s/ Chris Kennedy                  
Name: Chris Kennedy
Title: Chief Financial Officer


 

 

 

Item 1

 

Annex DTR3

 

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

 

All relevant boxes should be completed in block capital letters.

 

1.

Name of the issuer

 

ARM HOLDINGS PLC

 

2.

State whether the notification relates to (i) a

transaction notified in accordance with DTR 3.1.2 R, 

(ii) a disclosure made in accordance 

LR 9.8.6R(1) or 

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006). 

NOTIFICATION IN ACCORDANCE WITH DTR 3.1.2 R 

       
3.

Name of person discharging managerial

responsibilities/director

 

JENNIFER DUVALIER

4.

State whether notification relates to a person

connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

 

N/A

       
5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial

interest 1

 

HOLDING OF THE PERSON NAMED 

6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares

 

ORDINARY SHARES 0.05p EACH 

       
7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

 

JENNIFER DUVALIER

8.

State the nature of the transaction

 

SHARE DISPOSAL

       
9.

Number of shares, debentures or financial

instruments relating to shares acquired

 

NONE 

10.

Percentage of issued class acquired

 

NONE

       
11.

Number of shares, debentures or financial

12.

Percentage of issued class disposed

 

 

 

 

 

instruments relating to shares disposed

 

1,461

  0.000001%
       
13.

Price per share or value of transaction

 

1051 PENCE PER SHARE

14.

Date and place of transaction

 

6 NOVEMBER 2015, UK

       
15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

 

10,047 (0.000007%)

16.

Date issuer informed of transaction

 

6 NOVEMBER 2015

 

       

 

If a person discharging managerial responsibilities has been granted options by the issuer 

complete the following boxes

 

N/A

 

17.

Date of grant

 

18.

Period during which or date on which exercisable

 

       
19. Total amount paid (if any) for grant of the option 20.

Description of shares or debentures involved (class and number)

 

       
21.

Exercise price (if fixed at time of grant) or

indication that price is to be fixed at the time of exercise

 

22.

Total number of shares or debentures over which options held following notification

 

       
23.

Any additional information

 

24.

Name of contact and telephone number for queries

 

       

 

Name of authorised official of issuer responsible for making notification

 

PHILIP DAVIS

COMPANY SECRETARY

 

Date of notification 9 November 2015  

 

 

 

 

Item 2

 

Annex DTR3

 

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

 

All relevant boxes should be completed in block capital letters.

 

1.

Name of the issuer

 

ARM HOLDINGS PLC

 

2.

State whether the notification relates to (i) a

transaction notified in accordance with DTR 3.1.2 R, 

(ii) a disclosure made in accordance 

LR 9.8.6R(1) or 

(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).

 

NOTIFICATION IN ACCORDANCE WITH DTR 3.1.2 R 

       
3.

Name of person discharging managerial

responsibilities/director

 

PETER RONALD HUTTON

 

4.

State whether notification relates to a person

connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

 

N/A

       
5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial

interest 1

 

HOLDING OF THE PERSON NAMED

6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares

 

ORDINARY SHARES 0.05p EACH 

       
7.

Name of registered shareholders(s) and, if more than one, the number of shares held by each of them

 

PETER RONALD HUTTON  

8.

State the nature of the transaction

 

SHARE DISPOSAL

 

       
9.

Number of shares, debentures or financial

instruments relating to shares acquired

 

NONE

10.

Percentage of issued class acquired

 

NONE

 

       
11.

Number of shares, debentures or financial

 

12.

Percentage of issued class disposed

 

 

 

 

 

 

instruments relating to shares disposed

 

1,193

  0.0000008%
       
13.

Price per share or value of transaction

 

1047 PENCE PER SHARE

14.

Date and place of transaction

 

6 NOVEMBER 2015, UK

       
15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

 

30,000 (0.00002%)

16.

Date issuer informed of transaction

 

9 NOVEMBER 2015

 

       

 

If a person discharging managerial responsibilities has been granted options by the issuer 

complete the following boxes

 

N/A

 

17.

Date of grant

 

18.

Period during which or date on which exercisable

 

       
19. Total amount paid (if any) for grant of the option 20.

Description of shares or debentures involved (class and number)

 

       
21.

Exercise price (if fixed at time of grant) or

indication that price is to be fixed at the time of exercise

 

22.

Total number of shares or debentures over which options held following notification

 

       
23.

Any additional information

 

24.

Name of contact and telephone number for queries

 

       

 

Name of authorised official of issuer responsible for making notification

 

PHILIP DAVIS

COMPANY SECRETARY

 

Date of notification 9 November 2015

 

 

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