FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For November 9, 2015
Commission File Number: 000-29644
ARM HOLDINGS PLC
(Translation of registrant’s name into English)
110 Fulbourn Road
Cambridge CB1 9NJ
England
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
ARM HOLDINGS PLC
INDEX TO EXHIBITS
| Item | |
| 1. | Press release dated November 9, 2015 – Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons (Annex DTR3) |
| 2. | Press release dated November 9, 2015 – Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons (Annex DTR3) |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: November 9, 2015
| ARM HOLDINGS PLC. | |
| By: /s/ Chris Kennedy | |
| Name: | Chris Kennedy |
| Title: | Chief Financial Officer |
Item 1
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer
ARM HOLDINGS PLC
|
2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). NOTIFICATION IN ACCORDANCE WITH DTR 3.1.2 R |
| 3. | Name of person discharging managerial responsibilities/director
JENNIFER DUVALIER |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING OF THE PERSON NAMED |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES 0.05p EACH |
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
JENNIFER DUVALIER |
8. | State the nature of the transaction
SHARE DISPOSAL |
| 9. | Number of shares, debentures or financial instruments relating to shares acquired
NONE |
10. | Percentage of issued class acquired
NONE |
| 11. | Number of shares, debentures or financial |
12. | Percentage of issued class disposed |
instruments relating to shares disposed
1,461 |
0.000001% | ||
| 13. | Price per share or value of transaction
1051 PENCE PER SHARE |
14. | Date and place of transaction
6 NOVEMBER 2015, UK |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
10,047 (0.000007%) |
16. | Date issuer informed of transaction
6 NOVEMBER 2015
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
N/A
| 17. | Date of grant
|
18. | Period during which or date on which exercisable
|
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
|
22. | Total number of shares or debentures over which options held following notification
|
| 23. | Any additional information
|
24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
PHILIP DAVIS COMPANY SECRETARY
Date of notification 9 November 2015 |
Item 2
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer
ARM HOLDINGS PLC
|
2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
NOTIFICATION IN ACCORDANCE WITH DTR 3.1.2 R |
| 3. | Name of person discharging managerial responsibilities/director
PETER RONALD HUTTON
|
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A |
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING OF THE PERSON NAMED |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES 0.05p EACH |
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
PETER RONALD HUTTON |
8. | State the nature of the transaction
SHARE DISPOSAL
|
| 9. | Number of shares, debentures or financial instruments relating to shares acquired
NONE |
10. | Percentage of issued class acquired
NONE
|
| 11. | Number of shares, debentures or financial
|
12. | Percentage of issued class disposed
|
instruments relating to shares disposed
1,193 |
0.0000008% | ||
| 13. | Price per share or value of transaction
1047 PENCE PER SHARE |
14. | Date and place of transaction
6 NOVEMBER 2015, UK |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
30,000 (0.00002%) |
16. | Date issuer informed of transaction
9 NOVEMBER 2015
|
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
N/A
| 17. | Date of grant
|
18. | Period during which or date on which exercisable
|
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
|
22. | Total number of shares or debentures over which options held following notification
|
| 23. | Any additional information
|
24. | Name of contact and telephone number for queries
|
Name of authorised official of issuer responsible for making notification
PHILIP DAVIS COMPANY SECRETARY
Date of notification 9 November 2015 |