FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
February 6, 2013
Commission File Number: 000-29644
ARM HOLDINGS PLC
(Translation of registrant’s name into English)
110 Fulbourn Road
Cambridge CB1 9NJ
England
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
ARM HOLDINGS PLC
INDEX TO EXHIBITS
|
Item
|
|
|
1.
|
Press release dated February 6, 2013 – Holding(s) in Company
|
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: February 6, 2013
|
ARM HOLDINGS PLC.
|
|||
|
By:
|
/s/ Tim Score | ||
| Name: Tim Score | |||
| Title: Chief Financial Officer | |||
Item 1
|
For filings with the FSA include the annex
|
|
For filings with issuer exclude the annex
|
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
ARM Holdings plc
|
|
2 Reason for the notification (please tick the appropriate box or boxes):
|
||
|
An acquisition or disposal of voting rights
|
X
|
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
|
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
|
|
|
An event changing the breakdown of voting rights
|
|
|
|
Other (please specify):
|
|
|
|
3. Full name of person(s) subject to the notification obligation:
|
The Capital Group Companies, Inc.
|
|
4. Full name of shareholder(s) (if different from 3.):
|
See Schedule A
|
|
5. Date of the transaction and date on which the threshold is crossed or reached:
|
1 February 2013
|
|
6. Date on which issuer notified:
|
4 February 2013
|
|
7. Threshold(s) that is/are crossed or reached:
|
Below 7%
|
|
8. Notified details:
|
||||||||
|
A: Voting rights attached to shares
|
||||||||
|
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
||||||
|
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting rights
|
% of voting rights
|
||||
|
Direct
|
Indirect
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||
|
Ordinary
(GB0000595859)
|
97,116,811
|
97,116,811
|
95,690,311
|
|
95,690,311
|
|
6.9302%
|
|
|
|
||||||||
|
B: Qualifying Financial Instruments
|
||||
|
Resulting situation after the triggering transaction
|
||||
|
Type of financial
instrument
|
Expiration
date
|
Exercise/
Conversion
Period
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|
|
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
|
||||||
|
Resulting situation after the triggering transaction
|
||||||
|
Type of financial
instrument
|
Exercise
price
|
Expiration
date
|
Exercise/
Conversion
period
|
Number of voting
rights instrument
refers to
|
% of voting rights
|
|
|
|
|
|
|
|
Nominal
|
Delta
|
|
|
|
|||||
|
Total (A+B+C)
|
|
|
Number of voting rights
|
Percentage of voting rights
|
|
95,690,311
|
6.9302%
|
|
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
|
|
See Schedule A
|
|
Proxy Voting:
|
|
|
10. Name of the proxy holder:
|
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
|
13. Additional information:
|
|
|
14. Contact name:
|
|
|
15. Contact telephone number:
|
|
Note: Annex should only be submitted to the FSA not the issuer
|
|
|
Annex: Notification of major interests in sharesxxii
|
|
|
A: Identity of the persons or legal entity subject to the notification obligation
|
|
|
Full name
(including legal form of legal entities)
|
The Capital Group Companies, Inc.
|
|
Contact address
(registered office for legal entities)
|
333 South Hope Street, 55th Floor
Los Angeles, California 90071
|
|
Phone number & email
|
(213) 615-0469
|
|
Other useful information
(at least legal representative for legal persons)
|
|
|
B: Identity of the notifier, if applicable
|
|
|
Full name
|
Christopher Aquino
|
|
Contact address
|
333 South Hope Street, 55th Floor
Los Angeles, California 90071
|
|
Phone number & email
|
Tel: (213) 486-9200
|
|
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
|
Fax: (213) 615-4056
|
|
C: Additional information
|
|
|
Due to a company reorganization, Capital Group International, Inc. (“CGII”) and Capital Research and Management Company (“CRMC”) will no longer report relevant holdings separately. With effect from 1 September 2012, the holdings under management will be reported in aggregate by the group’s parent company, The Capital Group Companies, Inc.
|
|
