FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For March 2011
Commission File Number: 000-29644
ARM HOLDINGS PLC
(Translation of registrant’s name into English)
110 Fulbourn Road
Cambridge CB1 4NJ
England
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F X Form 40-F _____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- _____
ARM HOLDINGS PLC
INDEX TO EXHIBITS
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Item
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1.
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Press release dated March 28, 2011 – Holding(s) in Company
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2.
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Press release dated March 28, 2011 – Holding(s) in Company
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3.
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Press release dated March 30, 2011 – Holding(s) in Company
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Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: October 17, 2011
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ARM HOLDINGS PLC.
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||||
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By:
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/s/ Tim Score | |||
| Name: | Tim Score | |||
| Title: | Chief Financial Officer | |||
Item 1
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
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ARM Holdings plc
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2. Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Full name of person(s) subject to the notification obligation:
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Capital Research and Management Company
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4. Full name of shareholder(s) (if different from 3.):
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5. Date of the transaction and date on which the threshold is crossed or reached:
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17 March 2011
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6. Date on which issuer notified:
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18 March 2011
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7. Threshold(s) that is/are crossed or reached:
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Above 5%
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8. Notified details:
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4
A: Voting rights attached to shares
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Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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|||||
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Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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|||
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Indirect
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Direct
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Indirect
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Direct
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Indirect
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|||
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Ordinary Shares
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67,093,500
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67,093,500
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69,370,478
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69,370,478
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5.1573%
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||
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(GB0000595859)
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|||||||
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
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Type of financial
instrument
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Expiration
date
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Exercise/
Conversion
Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
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Type of financial
instrument
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Exercise
price
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Expiration
date
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Exercise/
Conversion
period
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Number of voting
rights instrument
refers to
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% of voting rights
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|
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Nominal
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Delta
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|||||
Total (A+B+C)
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Number of voting rights
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Percentage of voting rights
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69,370,478
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5.1573%
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9. Chain of controlled undertakings through which the voting rights and/or the
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5
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financial instruments are effectively held, if applicable:
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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14. Contact name:
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Joanne O'Sullivan
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15. Contact telephone number:
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00441223 406122
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As of 17 March 2011
ARM Holdings plc
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Number of
Shares
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Percent of
Outstanding
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Capital Research and Management Company ("CRMC") holdings
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69,370,478
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5.157%
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Holdings by CRMC:
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||
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· Capital Research and Management Company
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69,370,478
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5.157%
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6
Item 2
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES1
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
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ARM Holdings plc
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2. Reason for notification (yes/no)
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Yes
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An acquisition or disposal of voting rights
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No
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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No
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An event changing the breakdown of voting rights
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N/A
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Other (please specify):______________
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3. Full name of person(s) subject to notification obligation:
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Janus Capital Management LLC
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4. Full name of shareholder(s)(if different from 3):
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5. Date of transaction(and date on which the threshold is crossed or reached if different):
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22 March, 2011
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6. Date on which issuer notified:
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23 March, 2011
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7. Threshold(s) that is/are crossed or reached:
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4%
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8: Notified Details
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A: Voting rights attached to shares
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Class/type of shares
If possible use ISIN code
Ordinary
ISIN:
GB0000595859
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Situation previous to the triggering transaction
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Resulting situation after the triggering transaction
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|||||
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Number of shares
92,658,167
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Number of voting rights
92,658,167
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Number of shares
90,294,822
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Number of voting rights
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Percentage of voting rights
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|||
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90,294,822
Direct
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Indirect
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6.83%
Direct
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Indirect
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||||
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GB0000595859
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57,966,537
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57,897,327
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48,663,375
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48,594,165
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3.61%
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||
1 For notes on how to complete form TR-1 please see the FSA website.
7
B: Financial Instruments
Resulting situation after the triggering transaction
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Type of financial instrument
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Expiration date
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Exercise/ conversion period/date
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No. of voting rights that may be acquired (if the instrument exercised/converted)
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Percentage of voting rights
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Total (A+B)
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Number of voting rights
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Percentage of voting rights
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48,594,165
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3.61%
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
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Proxy Voting:
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10. Name of proxy holder:
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Janus Capital Management LLC
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11. Number of voting rights proxy holder will cease to hold:
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9,303,162
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12. Date on which proxy holder will cease to hold voting rights:
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22 March, 2011
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13. Additional information:
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14 Contact name:
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Joanne O'Sullivan
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15. Contact telephone name:
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0044 1223 406122
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8
Item 3
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
|
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
|
ARM Holdings plc
|
|
2. Reason for the notification (please tick the appropriate box or boxes):
|
|
|
An acquisition or disposal of voting rights
|
X
|
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
|
|
An event changing the breakdown of voting rights
|
|
|
Other (please specify):
|
|
|
3. Full name of person(s) subject to the notification obligation:
|
Capital Research and Management Company
|
|
4. Full name of shareholder(s) (if different from 3.):
|
|
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5. Date of the transaction and date on which the threshold is crossed or reached: 17 March 2011
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|
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6. Date on which issuer notified:
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18 March 2011
|
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7. Threshold(s) that is/are crossed or reached:
|
Above 5%
|
|
8. Notified details:
|
|
|
A: Voting rights attached to shares
|
|
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
|||||
|
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights
|
|||
|
Indirect
|
Direct
|
Indirect
|
Direct
|
Indirect
|
|||
|
Ordinary Shares
|
67,093,500
|
67,093,500
|
69,370,478
|
69,370,478
|
5.1573%
|
||
|
(GB0000595859)
|
|||||||
9
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Expiration
date
|
Exercise/
Conversion
Period
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
|
Type of financial
instrument
|
Exercise
price
|
Expiration
date
|
Exercise/
Conversion
period
|
Number of voting
rights instrument
refers to
|
% of voting rights
|
|
|
Nominal
|
Delta
|
|||||
Total (A+B+C)
|
Number of voting rights
|
Percentage of voting rights
|
|
69,370,478
|
5.1573%
|
|
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
|
|
|
Proxy Voting:
|
|
|
10. Name of the proxy holder:
|
|
10
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11. Number of voting rights proxy holder will cease to hold:
|
|
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12. Date on which proxy holder will cease to hold voting rights:
|
|
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13. Additional information:
|
|
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14. Contact name:
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JOANNE O'SULLIVAN
|
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|
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15. Contact telephone number:
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00441223406122
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|
As of 17 March 2011
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|
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ARM Holdings plc
|
|
Number of
Shares
|
Percent of
Outstanding
|
||
|
Capital Research and Management Company (“CRMC”) holdings
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69,370,478
|
5.157%
|
|
|
Holdings by CRMC:
|
|||
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- Capital Research and Management Company
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69,370,478
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5.157%
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11
